❮ Poetry & Prose ❮ Books / People
I’ve read it said that Fukuyama is one of the world’s most influential living political theorists. When I got introduced to (Yoshihiro) Francis Fukuyama (1952–), I was also introduced to the following writers: Samuel P. Huntington (1927–2008), Niall Ferguson (1964–) and John Mearsheimer (1947–) — yep, it was an International Political Economy course. I did it because I was told it was a key subject to know in order to become more worldly and a better writer of prose. I did once too wanna do P.P.E. when I’d planned to be a P.A.S. (oh – ‘oh’ – “OH”).
I soon came to learn that the thing to do was to compare and contrast Fukuyana’s ‘the end of history’ thesis with that of Huntington’s — his former mentor’s — ‘the clash of civilizations.’ According to the book critic, Carlos Lozada (The Washington Post), the late Huntington became a prophet of the Trump era. However, when the book appeared in 1996 the Cold War had recently ended, the “West” had won and was in triumphalist mode — Huntington was seen as yesterday’s man … and Francis Fukuyama (a former pupil of Huntington) became the man of the hour with his “end of history” thesis. Huntington’s 1996 book, we should here note, was actually based on an earlier 1993 essay which can be read here:
REFERENCES
Fukuyama, F. (1989). The End of History? The National Interest, 16(Summer), 3-18.
Fukuyama, F. (1992). The End of History and the Last Man. New York: Free Press, Simon & Schuster.
Huntington, S. P. (1996). The Clash of Civilizations and the Remaking of World Order. New York: Simon & Schuster.
Lewis, B. (1990). The Roots of Muslim Rage. The Atlantic
Another tract that cannot really be ignored in this context is that of Bernard Lewis, hence I did include it in the references above (don’t shoot the messenger ;P). In an excellent essay Lozada writes, “Huntington’s work, spanning the mid-20th century through the early 21st, reads as a long argument over America’s meaning and purpose, one that explains [contemporary] tensions. … Huntington both chronicles and anticipates America’s fights over its founding premises, fights that Trump’s ascent has aggravated. Huntington foresees — and, frankly, stokes — the rise of white nativism in response to Hispanic immigration. He captures the dissonance between working classes and elites, between nationalism and cosmopolitanism, that played out in the 2016 campaign. And he warns how populist demagogues appeal to alienated masses and then break faith with them.”
As John Torode writes (for Standpoint), to widespread acclaim, Fukuyama announced that we were living at “the end point of mankind’s ideological evolution, and of the universalisation of Western liberal democracy as the final form of human government”. The peoples of the world were “yearning to breathe free”, and freedom meant liberal democracy, free markets, freedom of expression, meritocracy and rationalism, plus a stiff dose of social liberalism, including racial equality, feminism and gay rights. There might, just, be room for a little religion, but only of the tolerant, inclusive, all-you-need-is-love variety. So we were all going to live in a globalised, idealised, dream version of the US. And it was all going to happen without effort, as a result of what Marxists once called historical inevitability.
To Huntington this was dangerous nonsense. But, for a while, Fukuyama provided a moral and intellectual underpinning for the popular feeling that we were indeed living in a post-Soviet, unipolar world. Both liberals and neoconservatives seized on Fukuyama’s triumphalist thesis. However, it soon became apparent that historical inevitability was taking its time. Meanwhile history, unpleasant and often bloody, was still being made. So America’s policymakers decided to help the end of history along. After 9/11, the Fukuyama thesis morphed into the Bush/Blair doctrine of benign interventionism by America and its allies, who militarily could, and morally should, liberate a thankful world. We know where that has got us.
In contrast, Huntington had taken off in the opposite direction. First he argued that, after the collapse of the USSR, the world had become genuinely multi-polar. Moreover, “in the post-Cold War world, the most important distinctions among peoples were not ideological, political or economic” — nor indeed national. He claimed that “for the first time in history, politics is global; both multi-polar and multi-civilisational”. It was, in particular, conflict between these ancient civilisations — with the West (in relative decline) versus the rest (on the up and up) — which would provide the next generation of highly dangerous military flashpoints.
Huntington also made a second, crucial point: the West has completely misunderstood the meaning of global modernisation. “Modernisation is distinct from Westernisation and is producing neither a universal civilisation in any meaningful sense, nor the Westernisation of non-Western societies.” He was surely right. Think IS broadcasting slick videos of ghastly atrocities for the delectation of radicalised teenagers at their computers in Tower Hamlets or Bradford. Think sophisticated Asian families condoning so-called honour killings, the caste system or FGM. Think modern African Christians tearing the Anglican Communion apart over cultural abhorrence of homosexuality and feminism.
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The courage of truth, faith in the power of Spirit, are the first condition of philosophy. Humans, because they are Spirits, can and must consider themselves worthy of everything that is most sublime. They can never overestimate the greatness and power of their spirit. And if they have this faith, nothing will be so recalcitrant and hard as not to reveal itself to them.
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— Georg Hegel (1816)
Niall Campbell Ferguson (1964– ) is a Scottish-born historian who now resides mostly in America. He’s somewhat controversial and claims that on balance the British empire did more good than harm . . . However, he was anti-Brexit so there’s more nuance to him and his views (ain’t this always so. In a review of his book — The Square and the Tower — Anthony Gottlieb (📙 Dream of Reason & 📙 Dream of Enlightenment) writes that, “whether or not the concept of networks in general can illuminate history quite as much as Ferguson thinks, he does a depressingly good job of evoking the dangers posed by our reliance on electronic networks.” Gottlieb goes on to state that We are increasingly at risk of being coarsened, polarised and hacked, according to this Cassandra. The original Cassandra was not believed. But this time the juggernaut is audibly rolling towards us, and we know Ferguson is right. We just don’t know what to do about it. A while back I wrote: ~Total Control~ and we cannot continue any longer without making reference to Immanuel Kant (oh he of turning the other cheek snd declaring that an eye for an eye doesn’t have to be the way of man. i.e., might it might but using it to assert unrighteous right ain’t the right thing to do).
I read (and/or skimmed):
by John Mearsheimer, a leading IR realist who contends that America’s efforts to “remake the world in its own image” have backfired spectacularly — leading to the United States being over-militarised and the rest of the world being destabilised.
Here I’ll recommend this essay/dialogue:
REFERENCE
by Eric Kaufmann that looks at the implications of mass migration into America and the European Union (see: L. O. {Lesbos} V. E.). Kaufmann argues that culture, not economics, is now the ‘central battleground’ of western politics (see the “identity politics”section of Bidoonism’s Politics &c. section).
And this book too:
by Francis Fukuyama, considers one of the most urgent themes in contemporary politics: identity. In this book Fukuyama considers the idea that a “struggle for recognition” is a fundamental driver for humanity and in so doing covers the thinkings of writers like Rousseau and Hegel. Contemporary events covered include: Chinese nationalism, Donald Trump, Brexit, and the Arab Spring.
I also wrote an essay comparing and evaluating the two theses presented here in audio form (but I fucking lost that cherished piece of non-fictional writing, it was a frantic/frenetic labour of love — ‘per ardua ad astra’):
Liberalism in Retreat by Robin Niblett
China and the World by Evan A. Feigenbaum
REFERENCES
Feigenbaum, E. A. (2017). China and the World. Foreign Affairs, 96(1), 33–40
Niblett, R. (2017). Liberalism in Retreat. Foreign Affairs, 96(1), 17–24
But this post really focuses on the notion of history ending. Clearly such a title is catchy, And clearly the author — Francis Fukuyama, the focus of this page — is, in the details, more nuanced. The thing is everything’s so fucking nuanced, nothing’s simple; the deeper you dig, the more confusing it becomes. Nothing’s black & white, he did once say. And I’ll admit to you right here and know that that ain’t too far from true. Fukuyama published an essay that first set out his thesis in a 1989 issue of The National Interest magazine. For the sake of convenience, that essay is set out below.
— § § § —
The End of History?
In watching the flow of events over the past decade or so, it is hard to avoid the feeling that something very fundamental has happened in world history. The past year has seen a flood of articles commemorating the end of the Cold War, and the fact that “peace” seems to be breaking out in many regions of the world. Most of these analyses lack any larger conceptual framework for distinguishing between what is essential and what is contingent or accidental in world history, and are predictably superficial. If Mr. Gorbachev were ousted from the Kremlin or a new Ayatollah proclaimed the millennium from a desolate Middle Eastern capital, these same commentators would scramble to announce the rebirth of a new era of conflict.
And yet, all of these people sense dimly that there is some larger process at work, a process that gives coherence and order to the daily headlines. The twentieth century saw the developed world descend into a paroxysm of ideological violence, as liberalism contended first with the remnants of absolutism, then bolshevism and fascism, and finally an updated Marxism that threatened to lead to the ultimate apocalypse of nuclear war. But the century that began full of self-confidence in the ultimate triumph of Western liberal democracy seems at its close to be returning full circle to where it started: not to an “end of ideology” or a convergence between capitalism and socialism, as earlier predicted, but to an unabashed victory of economic and political liberalism.
The triumph of the West, of the Western idea, is evident first of all in the total exhaustion of viable systematic alternatives to Western liberalism. In the past decade, there have been unmistakable changes in the intellectual climate of the world’s two largest communist countries, and the beginnings of significant reform movements in both. But this phenomenon extends beyond high politics and it can be seen also in the ineluctable spread of consumerist Western culture in such diverse contexts as the peasants’ markets and color television sets now omnipresent throughout China, the cooperative restaurants and clothing stores opened in the past year in Moscow, the Beethoven piped into Japanese department stores, and the rock music enjoyed alike in Prague, Rangoon, and Tehran.
What we may be witnessing is not just the end of the Cold War, or the passing of a particular period of postwar history, but the end of history as such: that is, the end point of mankind’s ideological evolution and the universalization of Western liberal democracy as the final form of human government. This is not to say that there will no longer be events to fill the pages of Foreign Affair’s yearly summaries of international relations, for the victory of liberalism has occurred primarily in the realm of ideas or consciousness and is as yet incomplete in. the real or material world. But there are powerful reasons for believing that it is the ideal that will govern the material world in the long run. To understand how this is so, we must first consider some theoretical issues concerning the nature of historical change.
— I —
THE NOTION of the end of history is not an original one. Its best known propagator was Karl Marx, who believed that the direction of historical development was a purposeful one determined by the interplay of material forces, and would come to an end only with the achievement of a communist utopia that would finally resolve all prior contradictions. But the concept of history as a dialectical process with a beginning, a middle, and an end was borrowed by Marx from his great German predecessor, Georg Wilhelm Friedrich Hegel.
For better or worse, much of Hegel’s historicism has become part of our contemporary intellectual baggage. The notion that mankind has progressed through a series of primitive stages of consciousness on his path to the present, and that these stages corresponded to concrete forms of social organization, such as tribal, slave-owning, theocratic, and finally democratic-egalitarian societies, has become inseparable from the modern understanding of man. Hegel was the first philosopher to speak the language of modern social science, insofar as man for him was the product of his concrete historical and social environment and not, as earlier natural right theorists would have it, a collection of more or less fixed “natural” attributes. The mastery and transformation of man’s natural environment through the application of science and technology was originally not a Marxist concept, but a Hegelian one. Unlike later historicists whose historical relativism degenerated into relativism tout court, however, Hegel believed that history culminated in an absolute moment – a moment in which a final, rational form of society and state became victorious.
It is Hegel’s misfortune to be known now primarily as Marx’s precursor; and it is our misfortune that few of us are familiar with Hegel’s work from direct study, but only as it has been filtered through the distorting lens of Marxism. In France, however, there has been an effort to save Hegel from his Marxist interpreters and to resurrect him as the philosopher who most correctly speaks to our time. Among those modern French interpreters of Hegel, the greatest was certainly Alexandre Kojève, a brilliant Russian émigré who taught a highly influential series of seminars in Paris in the 1930s at the Ecole Practique des Hautes Etudes.[1] While largely unknown in the United States, Kojève had a major impact on the intellectual life of the continent. Among his students ranged such future luminaries as Jean-Paul Sartre on the Left and Raymond Aron on the Right; postwar existentialism borrowed many of its basic categories from Hegel via Kojève.
Kojève sought to resurrect the Hegel of the Phenomenology of Mind, the Hegel who proclaimed history to be at an end in 1806. For as early as this Hegel saw in Napoleon’s defeat of the Prussian monarchy at the Battle of Jena the victory of the ideals of the French Revolution, and the imminent universalization of the state incorporating the principles of liberty and equality. Kojève, far from rejecting Hegel in light of the turbulent events of the next century and a half, insisted that the latter had been essentially correct.[2] The Battle of Jena marked the end of history because it was at that point that the vanguard of humanity (a term quite familiar to Marxists) actualized the principles of the French Revolution. While there was considerable work to be done after 1806 – abolishing slavery and the slave trade, extending the franchise to workers, women, blacks, and other racial minorities, etc. – the basic principles of the liberal democratic state could not be improved upon. The two world wars in this century and their attendant revolutions and upheavals simply had the effect of extending those principles spatially, such that the various provinces of human civilization were brought up to the level of its most advanced outposts, and of forcing those societies in Europe and North America at the vanguard of civilization to implement their liberalism more fully.
The state that emerges at the end of history is liberal insofar as it recognizes and protects through a system of law man’s universal right to freedom, and democratic insofar as it exists only with the consent of the governed. For Kojève, this so-called “universal homogenous state” found real-life embodiment in the countries of postwar Western Europe – precisely those flabby, prosperous, self-satisfied, inward-looking, weak-willed states whose grandest project was nothing more heroic than the creation of the Common Market.[3] But this was only to be expected. For human history and the conflict that characterized it was based on the existence of “contradictions”: primitive man’s quest for mutual recognition, the dialectic of the master and slave, the transformation and mastery of nature, the struggle for the universal recognition of rights, and the dichotomy between proletarian and capitalist. But in the universal homogenous state, all prior contradictions are resolved and all human needs are satisfied. There is no struggle or conflict over “large” issues, and consequently no need for generals or statesmen; what remains is primarily economic activity. And indeed, Kojève’s life was consistent with his teaching. Believing that there was no more work for philosophers as well, since Hegel (correctly understood) had already achieved absolute knowledge, Kojève left teaching after the war and spent the remainder of his life working as a bureaucrat in the European Economic Community, until his death in 1968.
To his contemporaries at mid-century, Kojève’s proclamation of the end of history must have seemed like the typical eccentric solipsism of a French intellectual, coming as it did on the heels of World War II and at the very height of the Cold War. To comprehend how Kojève could have been so audacious as to assert that history has ended, we must first of all understand the meaning of Hegelian idealism.
— II —
FOR HEGEL, the contradictions that drive history exist first of all in the realm of human consciousness, i.e. on the level of ideas[4] – not the trivial election year proposals of American politicians, but ideas in the sense of large unifying world views that might best be understood under the rubric of ideology. Ideology in this sense is not restricted to the secular and explicit political doctrines we usually associate with the term, but can include religion, culture, and the complex of moral values underlying any society as well.
Hegel’s view of the relationship between the ideal and the real or material worlds was an extremely complicated one, beginning with the fact that for him the distinction between the two was only apparent.[5] He did not believe that the real world conformed or could be made to conform to ideological preconceptions of philosophy professors in any simpleminded way, or that the “material” world could not impinge on the ideal. Indeed, Hegel the professor was temporarily thrown out of work as a result of a very material event, the Battle of Jena. But while Hegel’s writing and thinking could be stopped by a bullet from the material world, the hand on the trigger of the gun was motivated in turn by the ideas of liberty and equality that had driven the French Revolution.
For Hegel, all human behavior in the material world, and hence all human history, is rooted in a prior state of consciousness – an idea similar to the one expressed by John Maynard Keynes when he said that the views of men of affairs were usually derived from defunct economists and academic scribblers of earlier generations. This consciousness may not be explicit and self-aware, as are modern political doctrines, but may rather take the form of religion or simple cultural or moral habits. And yet this realm of consciousness in the long run necessarily becomes manifest in the material world, indeed creates the material world in its own image. Consciousness is cause and not effect, and can develop autonomously from the material world; hence the real subtext underlying the apparent jumble of current events is the history of ideology.
Hegel’s idealism has fared poorly at the hands of later thinkers. Marx reversed the priority of the real and the ideal completely, relegating the entire realm of consciousness – religion, art, culture, philosophy itself – to a “superstructure” that was determined entirely by the prevailing material mode of production. Yet another unfortunate legacy of Marxism is our tendency to retreat into materialist or utilitarian explanations of political or historical phenomena, and our disinclination to believe in the autonomous power of ideas. A recent example of this is Paul Kennedy’s hugely successful The Rise and Fall of the Great Powers, which ascribes the decline of great powers to simple economic overextension. Obviously, this is true on some level: an empire whose economy is barely above the level of subsistence cannot bankrupt its treasury indefinitely. But whether a highly productive modern industrial society chooses to spend 3 or 7 percent of its GNP on defense rather than consumption is entirely a matter of that society’s political priorities, which are in turn determined in the realm of consciousness.
The materialist bias of modern thought is characteristic not only of people on the Left who may be sympathetic to Marxism, but of many passionate anti-Marxists as well. Indeed, there is on the Right what one might label the Wall Street Journal school of deterministic materialism that discounts the importance of ideology and culture and sees man as essentially a rational, profit-maximizing individual. It is precisely this kind of individual and his pursuit of material incentives that is posited as the basis for economic life as such in economic textbooks.[6] One small example will illustrate the problematic character of such materialist views.
Max Weber begins his famous book, The Protestant Ethic and the Spirit of Capitalism, by noting the different economic performance of Protestant and Catholic communities throughout Europe and America, summed up in the proverb that Protestants eat well while Catholics sleep well. Weber notes that according to any economic theory that posited man as a rational profit-maximizer, raising the piece-work rate should increase labor productivity. But in fact, in many traditional peasant communities, raising the piece-work rate actually had the opposite effect of lowering labor productivity: at the higher rate, a peasant accustomed to earning two and one-half marks per day found he could earn the same amount by working less, and did so because he valued leisure more than income. The choices of leisure over income, or of the militaristic life of the Spartan hoplite over the wealth of the Athenian trader, or even the ascetic life of the early capitalist entrepreneur over that of a traditional leisured aristocrat, cannot possibly be explained by the impersonal working of material forces, but come preeminently out of the sphere of consciousness – what we have labeled here broadly as ideology. And indeed, a central theme of Weber’s work was to prove that contrary to Marx, the material mode of production, far from being the “base,” was itself a “superstructure” with roots in religion and culture, and that to understand the emergence of modern capitalism and the profit motive one had to study their antecedents in the realm of the spirit.
As we look around the contemporary world, the poverty of materialist theories of economic development is all too apparent. The Wall Street Journal school of deterministic materialism habitually points to the stunning economic success of Asia in the past few decades as evidence of the viability of free market economics, with the implication that all societies would see similar development were they simply to allow their populations to pursue their material self-interest freely. Surely free markets and stable political systems are a necessary precondition to capitalist economic growth. But just as surely the cultural heritage of those Far Eastern societies, the ethic of work and saving and family, a religious heritage that does not, like Islam, place restrictions on certain forms of economic behavior, and other deeply ingrained moral qualities, are equally important in explaining their economic performance.[7] And yet the intellectual weight of materialism is such that not a single respectable contemporary theory of economic development addresses consciousness and culture seriously as the matrix within which economic behavior is formed.
FAILURE to understand that the roots of economic behavior lie in the realm of consciousness and culture leads to the common mistake of attributing material causes to phenomena that are essentially ideal in nature. For example, it is commonplace in the West to interpret the reform movements first in China and most recently in the Soviet Union as the victory of the material over the ideal – that is, a recognition that ideological incentives could not replace material ones in stimulating a highly productive modern economy, and that if one wanted to prosper one had to appeal to baser forms of self-interest. But the deep defects of socialist economies were evident thirty or forty years ago to anyone who chose to look. Why was it that these countries moved away from central planning only in the 1980s’ The answer must be found in the consciousness of the elites and leaders ruling them, who decided to opt for the “Protestant” life of wealth and risk over the “Catholic” path of poverty and security.[8] That change was in no way made inevitable by the material conditions in which either country found itself on the eve of the reform, but instead came about as the result of the victory of one idea over another.[9]
For Kojève, as for all good Hegelians, understanding the underlying processes of history requires understanding developments in the realm of consciousness or ideas, since consciousness will ultimately remake the material world in its own image. To say that history ended in 1806 meant that mankind’s ideological evolution ended in the ideals of the French or American Revolutions: while particular regimes in the real world might not implement these ideals fully, their theoretical truth is absolute and could not be improved upon. Hence it did not matter to Kojève that the consciousness of the postwar generation of Europeans had not been universalized throughout the world; if ideological development had in fact ended, the homogenous state would eventually become victorious throughout the material world.
I have neither the space nor, frankly, the ability to defend in depth Hegel’s radical idealist perspective. The issue is not whether Hegel’s system was right, but whether his perspective might uncover the problematic nature of many materialist explanations we often take for granted. This is not to deny the role of material factors as such. To a literal-minded idealist, human society can be built around any arbitrary set of principles regardless of their relationship to the material world. And in fact men have proven themselves able to endure the most extreme material hardships in the name of ideas that exist in the realm of the spirit alone, be it the divinity of cows or the nature of the Holy Trinity.[10]
But while man’s very perception of the material world is shaped by his historical consciousness of it, the material world can clearly affect in return the viability of a particular state of consciousness. In particular, the spectacular abundance of advanced liberal economies and the infinitely diverse consumer culture made possible by them seem to both foster and preserve liberalism in the political sphere. I want to avoid the materialist determinism that says that liberal economics inevitably produces liberal politics, because I believe that both economics and politics presuppose an autonomous prior state of consciousness that makes them possible. But that state of consciousness that permits the growth of liberalism seems to stabilize in the way one would expect at the end of history if it is underwritten by the abundance of a modern free market economy. We might summarize the content of the universal homogenous state as liberal democracy in the political sphere combined with easy access to VCRs and stereos in the economic.
— III —
HAVE WE in fact reached the end of history? Are there, in other words, any fundamental “contradictions” in human life that cannot be resolved in the context of modern liberalism, that would be resolvable by an alternative political-economic structure? If we accept the idealist premises laid out above, we must seek an answer to this question in the realm of ideology and consciousness. Our task is not to answer exhaustively the challenges to liberalism promoted by every crackpot messiah around the world, but only those that are embodied in important social or political forces and movements, and which are therefore part of world history. For our purposes, it matters very little what strange thoughts occur to people in Albania or Burkina Faso, for we are interested in what one could in some sense call the common ideological heritage of mankind.
In the past century, there have been two major challenges to liberalism, those of fascism and of communism. The former[11] saw the political weakness, materialism, anomie, and lack of community of the West as fundamental contradictions in liberal societies that could only be resolved by a strong state that forged a new “people” on the basis of national exclusiveness. Fascism was destroyed as a living ideology by World War II. This was a defeat, of course, on a very material level, but it amounted to a defeat of the idea as well. What destroyed fascism as an idea was not universal moral revulsion against it, since plenty of people were willing to endorse the idea as long as it seemed the wave of the future, but its lack of success. After the war, it seemed to most people that German fascism as well as its other European and Asian variants were bound to self-destruct. There was no material reason why new fascist movements could not have sprung up again after the war in other locales, but for the fact that expansionist ultranationalism, with its promise of unending conflict leading to disastrous military defeat, had completely lost its appeal. The ruins of the Reich chancellery as well as the atomic bombs dropped on Hiroshima and Nagasaki killed this ideology on the level of consciousness as well as materially, and all of the pro-fascist movements spawned by the German and Japanese examples like the Peronist movement in Argentina or Subhas Chandra Bose’s Indian National Army withered after the war.
The ideological challenge mounted by the other great alternative to liberalism, communism, was far more serious. Marx, speaking Hegel’s language, asserted that liberal society contained a fundamental contradiction that could not be resolved within its context, that between capital and labor, and this contradiction has constituted the chief accusation against liberalism ever since. But surely, the class issue has actually been successfully resolved in the West. As Kojève (among others) noted, the egalitarianism of modern America represents the essential achievement of the classless society envisioned by Marx. This is not to say that there are not rich people and poor people in the United States, or that the gap between them has not grown in recent years. But the root causes of economic inequality do not have to do with the underlying legal and social structure of our society, which remains fundamentally egalitarian and moderately redistributionist, so much as with the cultural and social characteristics of the groups that make it up, which are in turn the historical legacy of premodern conditions. Thus black poverty in the United States is not the inherent product of liberalism, but is rather the “legacy of slavery and racism” which persisted long after the formal abolition of slavery. As a result of the receding of the class issue, the appeal of communism in the developed Western world, it is safe to say, is lower today than any time since the end of the First World War.
This can he measured in any number of ways: in the declining membership and electoral pull of the major European communist parties, and their overtly revisionist programs; in the corresponding electoral success of conservative parties from Britain and Germany to the United States and Japan, which are unabashedly pro-market and anti-statist; and in an intellectual climate whose most “advanced” members no longer believe that bourgeois society is something that ultimately needs to be overcome. This is not to say that the opinions of progressive intellectuals in Western countries are not deeply pathological in any number of ways. But those who believe that the future must inevitably be socialist tend to be very old, or very marginal to the real political discourse of their societies.
0NE MAY argue that the socialist alternative was never terribly plausible for the North Atlantic world, and was sustained for the last several decades primarily by its success outside of this region. But it is precisely in the non-European world that one is most struck by the occurrence of major ideological transformations. Surely the most remarkable changes have occurred in Asia. Due to the strength and adaptability of the indigenous cultures there, Asia became a battleground for a variety of imported Western ideologies early in this century. Liberalism in Asia was a very weak reed in the period after World War I; it is easy today to forget how gloomy Asia’s political future looked as recently as ten or fifteen years ago. It is easy to forget as well how momentous the outcome of Asian ideological struggles seemed for world political development as a whole.
The first Asian alternative to liberalism to be decisively defeated was the fascist one represented by Imperial Japan. Japanese fascism (like its German version) was defeated by the force of American arms in the Pacific war, and liberal democracy was imposed on Japan by a victorious United States. Western capitalism and political liberalism when transplanted to Japan were adapted and transformed by the Japanese in such a way as to be scarcely recognizable.[12] Many Americans are now aware that Japanese industrial organization is very different from that prevailing in the United States or Europe, and it is questionable what relationship the factional maneuvering that takes place with the governing Liberal Democratic Party bears to democracy. Nonetheless, the very fact that the essential elements of economic and political liberalism have been so successfully grafted onto uniquely Japanese traditions and institutions guarantees their survival in the long run. More important is the contribution that Japan has made in turn to world history by following in the footsteps of the United States to create a truly universal consumer culture that has become both a symbol and an underpinning of the universal homogenous state. V.S. Naipaul traveling in Khomeini’s Iran shortly after the revolution noted the omnipresent signs advertising the products of Sony, Hitachi, and JVC, whose appeal remained virtually irresistible and gave the lie to the regime’s pretensions of restoring a state based on the rule of the Shariah. Desire for access to the consumer culture, created in large measure by Japan, has played a crucial role in fostering the spread of economic liberalism throughout Asia, and hence in promoting political liberalism as well.
The economic success of the other newly industrializing countries (NICs) in Asia following on the example of Japan is by now a familiar story. What is important from a Hegelian standpoint is that political liberalism has been following economic liberalism, more slowly than many had hoped but with seeming inevitability. Here again we see the victory of the idea of the universal homogenous state. South Korea had developed into a modern, urbanized society with an increasingly large and well-educated middle class that could not possibly be isolated from the larger democratic trends around them. Under these circumstances it seemed intolerable to a large part of this population that it should be ruled by an anachronistic military regime while Japan, only a decade or so ahead in economic terms, had parliamentary institutions for over forty years. Even the former socialist regime in Burma, which for so many decades existed in dismal isolation from the larger trends dominating Asia, was buffeted in the past year by pressures to liberalize both its economy and political system. It is said that unhappiness with strongman Ne Win began when a senior Burmese officer went to Singapore for medical treatment and broke down crying when he saw how far socialist Burma had been left behind by its ASEAN neighbors.
BUT THE power of the liberal idea would seem much less impressive if it had not infected the largest and oldest culture in Asia, China. The simple existence of communist China created an alternative pole of ideological attraction, and as such constituted a threat to liberalism. But the past fifteen years have seen an almost total discrediting of Marxism-Leninism as an economic system. Beginning with the famous third plenum of the Tenth Central Committee in 1978, the Chinese Communist party set about decollectivizing agriculture for the 800 million Chinese who still lived in the countryside. The role of the state in agriculture was reduced to that of a tax collector, while production of consumer goods was sharply increased in order to give peasants a taste of the universal homogenous state and thereby an incentive to work. The reform doubled Chinese grain output in only five years, and in the process created for Deng Xiaoping a solid political base from which he was able to extend the reform to other parts of the economy. Economic Statistics do not begin to describe the dynamism, initiative, and openness evident in China since the reform began.
China could not now be described in any way as a liberal democracy. At present, no more than 20 percent of its economy has been marketized, and most importantly it continues to be ruled by a self-appointed Communist party which has given no hint of wanting to devolve power. Deng has made none of Gorbachev’s promises regarding democratization of the political system and there is no Chinese equivalent of glasnost. The Chinese leadership has in fact been much more circumspect in criticizing Mao and Maoism than Gorbachev with respect to Brezhnev and Stalin, and the regime continues to pay lip service to Marxism-Leninism as its ideological underpinning. But anyone familiar with the outlook and behavior of the new technocratic elite now governing China knows that Marxism and ideological principle have become virtually irrelevant as guides to policy, and that bourgeois consumerism has a real meaning in that country for the first time since the revolution. The various slowdowns in the pace of reform, the campaigns against “spiritual pollution” and crackdowns on political dissent are more properly seen as tactical adjustments made in the process of managing what is an extraordinarily difficult political transition. By ducking the question of political reform while putting the economy on a new footing, Deng has managed to avoid the breakdown of authority that has accompanied Gorbachev’s perestroika. Yet the pull of the liberal idea continues to be very strong as economic power devolves and the economy becomes more open to the outside world. There are currently over 20,000 Chinese students studying in the U.S. and other Western countries, almost all of them the children of the Chinese elite. It is hard to believe that when they return home to run the country they will be content for China to be the only country in Asia unaffected by the larger democratizing trend. The student demonstrations in Beijing that broke out first in December 1986 and recurred recently on the occasion of Hu Yao-bang’s death were only the beginning of what will inevitably be mounting pressure for change in the political system as well.
What is important about China from the standpoint of world history is not the present state of the reform or even its future prospects. The central issue is the fact that the People’s Republic of China can no longer act as a beacon for illiberal forces around the world, whether they be guerrillas in some Asian jungle or middle class students in Paris. Maoism, rather than being the pattern for Asia’s future, became an anachronism, and it was the mainland Chinese who in fact were decisively influenced by the prosperity and dynamism of their overseas co-ethnics – the ironic ultimate victory of Taiwan.
Important as these changes in China have been, however, it is developments in the Soviet Union – the original “homeland of the world proletariat” – that have put the final nail in the coffin of the Marxist-Leninist alternative to liberal democracy. It should be clear that in terms of formal institutions, not much has changed in the four years since Gorbachev has come to power: free markets and the cooperative movement represent only a small part of the Soviet economy, which remains centrally planned; the political system is still dominated by the Communist party, which has only begun to democratize internally and to share power with other groups; the regime continues to assert that it is seeking only to modernize socialism and that its ideological basis remains Marxism-Leninism; and, finally, Gorbachev faces a potentially powerful conservative opposition that could undo many of the changes that have taken place to date. Moreover, it is hard to be too sanguine about the chances for success of Gorbachev’s proposed reforms, either in the sphere of economics or politics. But my purpose here is not to analyze events in the short-term, or to make predictions for policy purposes, but to look at underlying trends in the sphere of ideology and consciousness. And in that respect, it is clear that an astounding transformation has occurred.
Émigrés from the Soviet Union have been reporting for at least the last generation now that virtually nobody in that country truly believed in Marxism-Leninism any longer, and that this was nowhere more true than in the Soviet elite, which continued to mouth Marxist slogans out of sheer cynicism. The corruption and decadence of the late Brezhnev-era Soviet state seemed to matter little, however, for as long as the state itself refused to throw into question any of the fundamental principles underlying Soviet society, the system was capable of functioning adequately out of sheer inertia and could even muster some dynamism in the realm of foreign and defense policy. Marxism-Leninism was like a magical incantation which, however absurd and devoid of meaning, was the only common basis on which the elite could agree to rule Soviet society.
WHAT HAS happened in the four years since Gorbachev’s coming to power is a revolutionary assault on the most fundamental institutions and principles of Stalinism, and their replacement by other principles which do not amount to liberalism per se but whose only connecting thread is liberalism. This is most evident in the economic sphere, where the reform economists around Gorbachev have become steadily more radical in their support for free markets, to the point where some like Nikolai Shmelev do not mind being compared in public to Milton Friedman. There is a virtual consensus among the currently dominant school of Soviet economists now that central planning and the command system of allocation are the root cause of economic inefficiency, and that if the Soviet system is ever to heal itself, it must permit free and decentralized decision-making with respect to investment, labor, and prices. After a couple of initial years of ideological confusion, these principles have finally been incorporated into policy with the promulgation of new laws on enterprise autonomy, cooperatives, and finally in 1988 on lease arrangements and family farming. There are, of course, a number of fatal flaws in the current implementation of the reform, most notably the absence of a thoroughgoing price reform. But the problem is no longer a conceptual one: Gorbachev and his lieutenants seem to understand the economic logic of marketization well enough, but like the leaders of a Third World country facing the IMF, are afraid of the social consequences of ending consumer subsidies and other forms of dependence on the state sector.
In the political sphere, the proposed changes to the Soviet constitution, legal system, and party rules amount to much less than the establishment of a liberal state. Gorbachev has spoken of democratization primarily in the sphere of internal party affairs, and has shown little intention of ending the Communist party’s monopoly of power; indeed, the political reform seeks to legitimize and therefore strengthen the CPSU’S rule.[13] Nonetheless, the general principles underlying many of the reforms – that the “people” should be truly responsible for their own affairs, that higher political bodies should be answerable to lower ones, and not vice versa, that the rule of law should prevail over arbitrary police actions, with separation of powers and an independent judiciary, that there should be legal protection for property rights, the need for open discussion of public issues and the right of public dissent, the empowering of the Soviets as a forum in which the whole Soviet people can participate, and of a political culture that is more tolerant and pluralistic – come from a source fundamentally alien to the USSR’s Marxist-Leninist tradition, even if they are incompletely articulated and poorly implemented in practice.
Gorbachev’s repeated assertions that he is doing no more than trying to restore the original meaning of Leninism are themselves a kind of Orwellian doublespeak. Gorbachev and his allies have consistently maintained that intraparty democracy was somehow the essence of Leninism, and that the various lib era1 practices of open debate, secret ballot elections, and rule of law were all part of the Leninist heritage, corrupted only later by Stalin. While almost anyone would look good compared to Stalin, drawing so sharp a line between Lenin and his successor is questionable. The essence of Lenin’s democratic centralism was centralism, not democracy; that is, the absolutely rigid, monolithic, and disciplined dictatorship of a hierarchically organized vanguard Communist party, speaking in the name of the demos. All of Lenin’s vicious polemics against Karl Kautsky, Rosa Luxemburg, and various other Menshevik and Social Democratic rivals, not to mention his contempt for “bourgeois legality” and freedoms, centered around his profound conviction that a revolution could not be successfully made by a democratically run organization.
Gorbachev’s claim that he is seeking to return to the true Lenin is perfectly easy to understand: having fostered a thorough denunciation of Stalinism and Brezhnevism as the root of the USSR’s present predicament, he needs some point in Soviet history on which to anchor the legitimacy of the CPSU’S continued rule. But Gorbachev’s tactical requirements should not blind us to the fact that the democratizing and decentralizing principles which he has enunciated in both the economic and political spheres are highly subversive of some of the most fundamental precepts of both Marxism and Leninism. Indeed, if the bulk of the present economic reform proposals were put into effect, it is hard to know how the Soviet economy would be more socialist than those of other Western countries with large public sectors.
The Soviet Union could in no way be described as a liberal or democratic country now, nor do I think that it is terribly likely that perestroika will succeed such that the label will be thinkable any time in the near future. But at the end of history it is not necessary that all societies become successful liberal societies, merely that they end their ideological pretensions of representing different and higher forms of human society. And in this respect I believe that something very important has happened in the Soviet Union in the past few years: the criticisms of the Soviet system sanctioned by Gorbachev have been so thorough and devastating that there is very little chance of going back to either Stalinism or Brezhnevism in any simple way. Gorbachev has finally permitted people to say what they had privately understood for many years, namely, that the magical incantations of Marxism-Leninism were nonsense, that Soviet socialism was not superior to the West in any respect but was in fact a monumental failure. The conservative opposition in the USSR, consisting both of simple workers afraid of unemployment and inflation and of party officials fearful of losing their jobs and privileges, is outspoken and may be strong enough to force Gorbachev’s ouster in the next few years. But what both groups desire is tradition, order, and authority; they manifest no deep commitment to Marxism-Leninism, except insofar as they have invested much of their own lives in it.[14] For authority to be restored in the Soviet Union after Gorbachev’s demolition work, it must be on the basis of some new and vigorous ideology which has not yet appeared on the horizon.
IF WE ADMIT for the moment that the fascist and communist challenges to liberalism are dead, are there any other ideological competitors left? Or put another way, are there contradictions in liberal society beyond that of class that are not resolvable? Two possibilities suggest themselves, those of religion and nationalism.
The rise of religious fundamentalism in recent years within the Christian, Jewish, and Muslim traditions has been widely noted. One is inclined to say that the revival of religion in some way attests to a broad unhappiness with the impersonality and spiritual vacuity of liberal consumerist societies. Yet while the emptiness at the core of liberalism is most certainly a defect in the ideology – indeed, a flaw that one does not need the perspective of religion to recognize[15] – it is not at all clear that it is remediable through politics. Modern liberalism itself was historically a consequence of the weakness of religiously-based societies which, failing to agree on the nature of the good life, could not provide even the minimal preconditions of peace and stability. In the contemporary world only Islam has offered a theocratic state as a political alternative to both liberalism and communism. But the doctrine has little appeal for non-Muslims, and it is hard to believe that the movement will take on any universal significance. Other less organized religious impulses have been successfully satisfied within the sphere of personal life that is permitted in liberal societies.
The other major “contradiction” potentially unresolvable by liberalism is the one posed by nationalism and other forms of racial and ethnic consciousness. It is certainly true that a very large degree of conflict since the Battle of Jena has had its roots in nationalism. Two cataclysmic world wars in this century have been spawned by the nationalism of the developed world in various guises, and if those passions have been muted to a certain extent in postwar Europe, they are still extremely powerful in the Third World. Nationalism has been a threat to liberalism historically in Germany, and continues to be one in isolated parts of “post-historical” Europe like Northern Ireland.
But it is not clear that nationalism rep resents an irreconcilable contradiction in the heart of liberalism. In the first place, nationalism is not one single phenomenon but several, ranging from mild cultural nostalgia to the highly organized and elaborately articulated doctrine of National Socialism. Only systematic nationalisms of the latter sort can qualify as a formal ideology on the level of liberalism or communism. The vast majority of the world’s nationalist movements do not have a political program beyond the negative desire of independence from some other group or people, and do not offer anything like a comprehensive agenda for socio-economic organization. As such, they are compatible with doctrines and ideologies that do offer such agendas. While they may constitute a source of conflict for liberal societies, this conflict does not arise from liberalism itself so much as from the fact that the liberalism in question is incomplete. Certainly a great deal of the world’s ethnic and nationalist tension can be explained in terms of peoples who are forced to live in unrepresentative political systems that they have not chosen.
While it is impossible to rule out the sudden appearance of new ideologies or previously unrecognized contradictions in liberal societies, then, the present world seems to confirm that the fundamental principles of sociopolitical organization have not advanced terribly far since 1806. Many of the wars and revolutions fought since that time have been undertaken in the name of ideologies which claimed to be more advanced than liberalism, but whose pretensions were ultimately unmasked by history. In the meantime, they have helped to spread the universal homogenous state to the point where it could have a significant effect on the overall character of international relations.
— IV —
WHAT ARE the implications of the end of history for international relations? Clearly, the vast bulk of the Third World remains very much mired in history, and will be a terrain of conflict for many years to come. But let us focus for the time being on the larger and more developed states of the world who after all account for the greater part of world politics. Russia and China are not likely to join the developed nations of the West as liberal societies any time in the foreseeable future, but suppose for a moment that Marxism-Leninism ceases to be a factor driving the foreign policies of these states – a prospect which, if not yet here, the last few years have made a real possibility. How will the overall characteristics of a de-ideologized world differ from those of the one with which we are familiar at such a hypothetical juncture?
The most common answer is – not very much. For there is a very widespread belief among many observers of international relations that underneath the skin of ideology is a hard core of great power national interest that guarantees a fairly high level of competition and conflict between nations. Indeed, according to one academically popular school of international relations theory, conflict inheres in the international system as such, and to understand the prospects for conflict one must look at the shape of the system – for example, whether it is bipolar or multipolar – rather than at the specific character of the nations and regimes that constitute it. This school in effect applies a Hobbesian view of politics to international relations, and assumes that aggression and insecurity are universal characteristics of human societies rather than the product of specific historical circumstances.
Believers in this line of thought take the relations that existed between the participants in the classical nineteenth century European balance of power as a model for what a de-ideologized contemporary world would look like. Charles Krauthammer, for example, recently explained that if as a result of Gorbachev’s reforms the USSR is shorn of Marxist-Leninist ideology, its behavior will revert to that of nineteenth century imperial Russia.[16] While he finds this more reassuring than the threat posed by a communist Russia, he implies that there will still be a substantial degree of competition and conflict in the international system, just as there was say between Russia and Britain or Wilhelmine Germany in the last century. This is, of course, a convenient point of view for people who want to admit that something major is changing in the Soviet Union, but do not want to accept responsibility for recommending the radical policy redirection implicit in such a view. But is it true?
In fact, the notion that ideology is a superstructure imposed on a substratum of permanent great power interest is a highly questionable proposition. For the way in which any state defines its national interest is not universal but rests on some kind of prior ideological basis, just as we saw that economic behavior is determined by a prior state of consciousness. In this century, states have adopted highly articulated doctrines with explicit foreign policy agendas legitimizing expansionism, like Marxism-Leninism or National Socialism.
THE EXPANSIONIST and competitive behavior of nineteenth-century European states rested on no less ideal a basis; it just so happened that the ideology driving it was less explicit than the doctrines of the twentieth century. For one thing, most “liberal” European societies were illiberal insofar as they believed in the legitimacy of imperialism, that is, the right of one nation to rule over other nations without regard for the wishes of the ruled. The justifications for imperialism varied from nation to nation, from a crude belief in the legitimacy of force, particularly when applied to non-Europeans, to the White Man’s Burden and Europe’s Christianizing mission, to the desire to give people of color access to the culture of Rabelais and Moliere. But whatever the particular ideological basis, every “developed” country believed in the acceptability of higher civilizations ruling lower ones – including, incidentally, the United States with regard to the Philippines. This led to a drive for pure territorial aggrandizement in the latter half of the century and played no small role in causing the Great War.
The radical and deformed outgrowth of nineteenth-century imperialism was German fascism, an ideology which justified Germany’s right not only to rule over non-European peoples, but over all non-German ones. But in retrospect it seems that Hitler represented a diseased bypath in the general course of European development, and since his fiery defeat, the legitimacy of any kind of territorial aggrandizement has been thoroughly discredited.[17] Since the Second World War, European nationalism has been defanged and shorn of any real relevance to foreign policy, with the consequence that the nineteenth-century model of great power behavior has become a serious anachronism. The most extreme form of nationalism that any Western European state has mustered since 1945 has been Gaullism, whose self-assertion has been confined largely to the realm of nuisance politics and culture. International life for the part of the world that has reached the end of history is far more preoccupied with economics than with politics or strategy.
The developed states of the West do maintain defense establishments and in the postwar period have competed vigorously for influence to meet a worldwide communist threat. This behavior has been driven, however, by an external threat from states that possess overtly expansionist ideologies, and would not exist in their absence. To take the “neo-realist” theory seriously, one would have to believe that “natural” competitive behavior would reassert itself among the OECD states were Russia and China to disappear from the face of the earth. That is, West Germany and France would arm themselves against each other as they did in the 193Os, Australia and New Zealand would send military advisers to block each others’ advances in Africa, and the U.S.-Canadian border would become fortified. Such a prospect is, of course, ludicrous: minus Marxist-Leninist ideology, we are far more likely to see the “Common Marketization” of world politics than the disintegration of the EEC into nineteenth-century competitiveness.
Indeed, as our experiences in dealing with Europe on matters such as terrorism or Libya prove, they are much further gone than we down the road that denies the legitimacy of the use of force in international politics, even in self-defense.
The automatic assumption that Russia shorn of its expansionist communist ideology should pick up where the czars left off just prior to the Bolshevik Revolution is therefore a curious one. It assumes that the evolution of human consciousness has stood still in the meantime, and that the Soviets, while picking up currently fashionable ideas in the realm of economics, will return to foreign policy views a century out of date in the rest of Europe. This is certainly not what happened to China after it began its reform process. Chinese competitiveness and expansionism on the world scene have virtually disappeared: Beijing no longer sponsors Maoist insurgencies or tries to cultivate influence in distant African countries as it did in the 1960s. This is not to say that there are not troublesome aspects to contemporary Chinese foreign policy, such as the reckless sale of ballistic missile technology in the Middle East; and the PRC continues to manifest traditional great power behavior in its sponsorship of the Khmer Rouge against Vietnam. But the former is explained by commercial motives and the latter is a vestige of earlier ideologically-based rivalries. The new China far more resembles Gaullist France than pre-World War I Germany.
The real question for the future, however, is the degree to which Soviet elites have assimilated the consciousness of the universal homogenous state that is post-Hitler Europe. From their writings and from my own personal contacts with them, there is no question in my mind that the liberal Soviet intelligentsia rallying around Gorbachev have arrived at the end-of-history view in a remarkably short time, due in no small measure to the contacts they have had since the Brezhnev era with the larger European civilization around them. “New political thinking,” the general rubric for their views, describes a world dominated by economic concerns, in which there are no ideological grounds for major conflict between nations, and in which, consequently, the use of military force becomes less legitimate. As Foreign Minister Shevardnadze put it in mid-1988:
The struggle between two opposing systems is no longer a determining tendency of the present-day era. At the modern stage, the ability to build up material wealth at an accelerated rate on the basis of front-ranking science and high-level techniques and technology, and to distribute it fairly, and through joint efforts to restore and protect the resources necessary for mankind’s survival acquires decisive importance.[18]
The post-historical consciousness represented by “new thinking” is only one possible future for the Soviet Union, however. There has always been a very strong current of great Russian chauvinism in the Soviet Union, which has found freer expression since the advent of glasnost. It may be possible to return to traditional Marxism-Leninism for a while as a simple rallying point for those who want to restore the authority that Gorbachev has dissipated. But as in Poland, Marxism-Leninism is dead as a mobilizing ideology: under its banner people cannot be made to work harder, and its adherents have lost confidence in themselves. Unlike the propagators of traditional Marxism-Leninism, however, ultranationalists in the USSR believe in their Slavophile cause passionately, and one gets the sense that the fascist alternative is not one that has played itself out entirely there.
The Soviet Union, then, is at a fork in the road: it can start down the path that was staked out by Western Europe forty-five years ago, a path that most of Asia has followed, or it can realize its own uniqueness and remain stuck in history. The choice it makes will be highly important for us, given the Soviet Union’s size and military strength, for that power will continue to preoccupy us and slow our realization that we have already emerged on the other side of history.
— V —
THE PASSING of Marxism-Leninism first from China and then from the Soviet Union will mean its death as a living ideology of world historical significance. For while there may be some isolated true believers left in places like Managua, Pyongyang, or Cambridge, Massachusetts, the fact that there is not a single large state in which it is a going concern undermines completely its pretensions to being in the vanguard of human history. And the death of this ideology means the growing “Common Marketization” of international relations, and the diminution of the likelihood of large-scale conflict between states.
This does not by any means imply the end of international conflict per se. For the world at that point would be divided between a part that was historical and a part that was post-historical. Conflict between states still in history, and between those states and those at the end of history, would still be possible. There would still be a high and perhaps rising level of ethnic and nationalist violence, since those are impulses incompletely played out, even in parts of the post-historical world. Palestinians and Kurds, Sikhs and Tamils, Irish Catholics and Walloons, Armenians and Azeris, will continue to have their unresolved grievances. This implies that terrorism and wars of national liberation will continue to be an important item on the international agenda. But large-scale conflict must involve large states still caught in the grip of history, and they are what appear to be passing from the scene.
The end of history will be a very sad time. The struggle for recognition, the willingness to risk one’s life for a purely abstract goal, the worldwide ideological struggle that called forth daring, courage, imagination, and idealism, will be replaced by economic calculation, the endless solving of technical problems, environmental concerns, and the satisfaction of sophisticated consumer demands. In the post-historical period there will be neither art nor philosophy, just the perpetual care taking of the museum of human history. I can feel in myself, and see in others around me, a powerful nostalgia for the time when history existed. Such nostalgia, in fact, will continue to fuel competition and conflict even in the post-historical world for some time to come. Even though I recognize its inevitability, I have the most ambivalent feelings for the civilization that has been created in Europe since 1945, with its north Atlantic and Asian offshoots. Perhaps this very prospect of centuries of boredom at the end of history will serve to get history started once again.
Notes:
[1] Kojève’s best known work is his Introduction à la lecture de Hegel (Paris: Editions Gallimard, 1947), which is a transcript of the Ecole Practique lectures from the 1930’s. This book is available in English entitled Introduction to the Reading of Hegel (1969) arranged by Raymond Queneau, edited by Allan Bloom, and translated by James Nichols ( Ithaca, New York: Cornell University Press).
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[2] In this respect Kojève stands in sharp contrast to contemporary German interpreters of Hegel like Herbert Marcuse who, being more sympathetic to Marx, regarded Hegel ultimately as an historically bound and incomplete philosopher.
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[3] Kojève alternatively identified the end of history with the postwar “American way of life,” toward which he thought the Soviet Union was moving as well.
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[4] This notion was expressed in the famous aphorism from the preface to the Philosophy of History to the effect that “everything that is rational is real, and everything that is real is rational.”
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[5] Indeed, for Hegel the very dichotomy between the ideal and material worlds was itself only an apparent one that was ultimately overcome by the self-conscious subject; in his system, the material world is itself only an aspect of mind.
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[6] In fact, modern economists, recognizing that man does not always behave as a profit-maximizer, posit a “utility” function, utility being either income or some other good that can be maximized: leisure, sexual satisfaction, or the pleasure of philosophizing. That profit must be replaced with a value like utility indicates the cogency of the idealist perspective.
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[7] One need look no further than the recent performance of Vietnamese immigrants in the U.S. school system when compared to their black of Hispanic classmates to realize that culture and consciousness are absolutely crucial to explain not only economic behavior but virtually every other important aspect of life as well.
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[8] I understand that a full explanation of the origins of the reform movements in China and Russia is a good deal more complicated than this simple formula would suggest. The Soviet reform, for example, was motivated in good measure by Moscow’s sense of insecurity in the technological-military realm. Nonetheless, neither country ion the eve of its reforms was in such a state of material crisis that one could have predicted the surprising reform paths ultimately taken.
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[9] It is still not clear whether the Soviet people are as “Protestant” as Gorbachev and will follow him down that path.
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[10] The internal politics of the Byzantine Empire at the time of Justinian revolved around a conflict between the so-called monophysites and monothelites, who believed that the unity of the Holy Trinity was alternatively one of nature or of will. This conflict corresponded to some extent to one between proponents of different racing teams in the Hippodrome in Byzantium and led to a not insignificant level of political violence. Modern historians would tend to seek the roots of such conflicts in antagonisms between social classes or some other modern economic category, being unwilling to believe that men would kill each other over the nature of the Trinity.
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[11] I am not using the term “fascism” here in its most precise sense, fully aware of the frequent misuse of this term to denounce anyone to the right of the user. “Fascism” here denotes nay organized ultra nationalist movement with universalistic pretensions – not universalistic with regard to its nationalism, of course, since the latter is exclusive by definition, but with regard to the movement’s belief in its right to rule other people. Hence Imperial Japan would qualify as fascist while former strongman Stoessner’s Paraguay or Pinochet’s Chile would not. Obviously fascist ideologies cannot be universalistic in the sense of Marxism or liberalism, but the structure of the doctrine can be transferred from country to country.
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[12] I use the example of Japan with some caution, since Kojève late in his life came to conclude that Japan, with its culture based on purely formal arts, proved that the universal homogenous state was not victorious and that history had perhaps not ended. See the long note at the end of the second edition of Introduction à la Lecture de Hegel, 462-3.
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[13] This is not true in Poland and Hungary, however, whose Communist parties have taken moves toward true power sharing and pluralism.
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[14] This is particularly true of the leading Soviet conservative, former Second Secretary Yegor Ligachev, who has publicly recognized many of the deep defects of the Brezhnev period.
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[15] I am thinking particularly of Rousseau and the Western philosophical tradition that flows from him that was highly critical of Lockean or Hobbesian liberalism, though one could criticize liberalism from the standpoint of classical political philosophy as well.
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[16] See: Krauthammer, C. (1988). Beyond the Cold War. New Republic, 199 (December), pp. 4–19.
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[17] It took European colonial powers like France several years after the war to admit the illegitimacy of their empires, but decolonialization was an inevitable consequence of the Allied victory which had been based on the promise of a restoration of democratic freedoms.
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[18] Vestnik Ministerstva Inostrannikh Del SSSR no. 15 (August 1988), 27-46. “New thinking” does of course serve a propagandistic purpose in persuading Western audiences of Soviet good intentions. But the fact that it is good propaganda does not mean that its formulators do not take many of its ideas seriously.
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— § § § —
The Roots of Muslim Rage
Why so many Muslims deeply resent the West, and why their bitterness will not easily be mollified
— Bernard Lewis, September 1990, The Atlantic
In one of his letters Thomas Jefferson remarked that in matters of religion “the maxim of civil government” should be reversed and we should rather say, “Divided we stand, united, we fall.” In this remark Jefferson was setting forth with classic terseness an idea that has come to be regarded as essentially American: the separation of Church and State. This idea was not entirely new; it had some precedents in the writings of Spinoza, Locke, and the philosophers of the European Enlightenment. It was in the United States, however, that the principle was first given the force of law and gradually, in the course of two centuries, became a reality.
If the idea that religion and politics should be separated is relatively new, dating back a mere three hundred years, the idea that they are distinct dates back almost to the beginnings of Christianity. Christians are enjoined in their Scriptures to “render … unto Caesar the things which are Caesar’s and unto God the things which are God’s.” While opinions have differed as to the real meaning of this phrase, it has generally been interpreted as legitimizing a situation in which two institutions exist side by side, each with its own laws and chain of authority—one concerned with religion, called the Church, the other concerned with politics, called the State. And since they are two, they may be joined or separated, subordinate or independent, and conflicts may arise between them over questions of demarcation and jurisdiction.
This formulation of the problems posed by the relations between religion and politics, and the possible solutions to those problems, arise from Christian, not universal, principles and experience. There are other religious traditions in which religion and politics are differently perceived, and in which, therefore, the problems and the possible solutions are radically different from those we know in the West. Most of these traditions, despite their often very high level of sophistication and achievement, remained or became local—limited to one region or one culture or one people. There is one, however, that in its worldwide distribution, its continuing vitality, its universalist aspirations, can be compared to Christianity, and that is Islam.
Islam is one of the world’s great religions. Let me be explicit about what I, as a historian of Islam who is not a Muslim, mean by that. Islam has brought comfort and peace of mind to countless millions of men and women. It has given dignity and meaning to drab and impoverished lives. It has taught people of different races to live in brotherhood and people of different creeds to live side by side in reasonable tolerance. It inspired a great civilization in which others besides Muslims lived creative and useful lives and which, by its achievement, enriched the whole world. But Islam, like other religions, has also known periods when it inspired in some of its followers a mood of hatred and violence. It is our misfortune that part, though by no means all or even most, of the Muslim world is now going through such a period, and that much, though again not all, of that hatred is directed against us.
We should not exaggerate the dimensions of the problem. The Muslim world is far from unanimous in its rejection of the West, nor have the Muslim regions of the Third World been the most passionate and the most extreme in their hostility. There are still significant numbers, in some quarters perhaps a majority, of Muslims with whom we share certain basic cultural and moral, social and political, beliefs and aspirations; there is still an imposing Western presence—cultural, economic, diplomatic—in Muslim lands, some of which are Western allies. Certainly nowhere in the Muslim world, in the Middle East or elsewhere, has American policy suffered disasters or encountered problems comparable to those in Southeast Asia or Central America. There is no Cuba, no Vietnam, in the Muslim world, and no place where American forces are involved as combatants or even as “advisers.” But there is a Libya, an Iran, and a Lebanon, and a surge of hatred that distresses, alarms, and above all baffles Americans.
At times this hatred goes beyond hostility to specific interests or actions or policies or even countries and becomes a rejection of Western civilization as such, not only what it does but what it is, and the principles and values that it practices and professes. These are indeed seen as innately evil, and those who promote or accept them as the “enemies of God.”
This phrase, which recurs so frequently in the language of the Iranian leadership, in both their judicial proceedings and their political pronouncements, must seem very strange to the modern outsider, whether religious or secular. The idea that God has enemies, and needs human help in order to identify and dispose of them, is a little difficult to assimilate. It is not, however, all that alien. The concept of the enemies of God is familiar in preclassical and classical antiquity, and in both the Old and New Testaments, as well as in the Koran. A particularly relevant version of the idea occurs in the dualist religions of ancient Iran, whose cosmogony assumed not one but two supreme powers. The Zoroastrian devil, unlike the Christian or Muslim or Jewish devil, is not one of God’s creatures performing some of God’s more mysterious tasks but an independent power, a supreme force of evil engaged in a cosmic struggle against God. This belief influenced a number of Christian, Muslim, and Jewish sects, through Manichaeism and other routes. The almost forgotten religion of the Manichees has given its name to the perception of problems as a stark and simple conflict between matching forces of pure good and pure evil.
The Koran is of course strictly monotheistic, and recognizes one God, one universal power only. There is a struggle in human hearts between good and evil, between God’s commandments and the tempter, but this is seen as a struggle ordained by God, with its outcome preordained by God, serving as a test of mankind, and not, as in some of the old dualist religions, a struggle in which mankind has a crucial part to play in bringing about the victory of good over evil. Despite this monotheism, Islam, like Judaism and Christianity, was at various stages influenced, especially in Iran, by the dualist idea of a cosmic clash of good and evil, light and darkness, order and chaos, truth and falsehood, God and the Adversary, variously known as devil, Iblis, Satan, and by other names.
The Rise of the House of Unbelief
In Islam the struggle of good and evil very soon acquired political and even military dimensions. Muhammad, it will be recalled, was not only a prophet and a teacher, like the founders of other religions; he was also the head of a polity and of a community, a ruler and a soldier. Hence his struggle involved a state and its armed forces. If the fighters in the war for Islam, the holy war “in the path of God,” are fighting for God, it follows that their opponents are fighting against God. And since God is in principle the sovereign, the supreme head of the Islamic state—and the Prophet and, after the Prophet, the caliphs are his vicegerents—then God as sovereign commands the army. The army is God’s army and the enemy is God’s enemy. The duty of God’s soldiers is to dispatch God’s enemies as quickly as possible to the place where God will chastise them—that is to say, the afterlife.
Clearly related to this is the basic division of mankind as perceived in Islam. Most, probably all, human societies have a way of distinguishing between themselves and others: insider and outsider, in-group and out-group, kinsman or neighbor and foreigner. These definitions not only define the outsider but also, and perhaps more particularly, help to define and illustrate our perception of ourselves.
In the classical Islamic view, to which many Muslims are beginning to return, the world and all mankind are divided into two: the House of Islam, where the Muslim law and faith prevail, and the rest, known as the House of Unbelief or the House of War, which it is the duty of Muslims ultimately to bring to Islam. But the greater part of the world is still outside Islam, and even inside the Islamic lands, according to the view of the Muslim radicals, the faith of Islam has been undermined and the law of Islam has been abrogated. The obligation of holy war therefore begins at home and continues abroad, against the same infidel enemy.
Like every other civilization known to human history, the Muslim world in its heyday saw itself as the center of truth and enlightenment, surrounded by infidel barbarians whom it would in due course enlighten and civilize. But between the different groups of barbarians there was a crucial difference. The barbarians to the east and the south were polytheists and idolaters, offering no serious threat and no competition at all to Islam. In the north and west, in contrast, Muslims from an early date recognized a genuine rival—a competing world religion, a distinctive civilization inspired by that religion, and an empire that, though much smaller than theirs, was no less ambitious in its claims and aspirations. This was the entity known to itself and others as Christendom, a term that was long almost identical with Europe.
The struggle between these rival systems has now lasted for some fourteen centuries. It began with the advent of Islam, in the seventh century, and has continued virtually to the present day. It has consisted of a long series of attacks and counterattacks, jihads and crusades, conquests and reconquests. For the first thousand years Islam was advancing, Christendom in retreat and under threat. The new faith conquered the old Christian lands of the Levant and North Africa, and invaded Europe, ruling for a while in Sicily, Spain, Portugal, and even parts of France. The attempt by the Crusaders to recover the lost lands of Christendom in the east was held and thrown back, and even the Muslims’ loss of southwestern Europe to the Reconquista was amply compensated by the Islamic advance into southeastern Europe, which twice reached as far as Vienna. For the past three hundred years, since the failure of the second Turkish siege of Vienna in 1683 and the rise of the European colonial empires in Asia and Africa, Islam has been on the defensive, and the Christian and post-Christian civilization of Europe and her daughters has brought the whole world, including Islam, within its orbit.
For a long time now there has been a rising tide of rebellion against this Western paramountcy, and a desire to reassert Muslim values and restore Muslim greatness. The Muslim has suffered successive stages of defeat. The first was his loss of domination in the world, to the advancing power of Russia and the West. The second was the undermining of his authority in his own country, through an invasion of foreign ideas and laws and ways of life and sometimes even foreign rulers or settlers, and the enfranchisement of native non-Muslim elements. The third—the last straw—was the challenge to his mastery in his own house, from emancipated women and rebellious children. It was too much to endure, and the outbreak of rage against these alien, infidel, and incomprehensible forces that had subverted his dominance, disrupted his society, and finally violated the sanctuary of his home was inevitable. It was also natural that this rage should be directed primarily against the millennial enemy and should draw its strength from ancient beliefs and loyalties.
Europe and her daughters? The phrase may seem odd to Americans, whose national myths, since the beginning of their nationhood and even earlier, have usually defined their very identity in opposition to Europe, as something new and radically different from the old European ways. This is not, however, the way that others have seen it; not often in Europe, and hardly ever elsewhere.
Though people of other races and cultures participated, for the most part involuntarily, in the discovery and creation of the Americas, this was, and in the eyes of the rest of the world long remained, a European enterprise, in which Europeans predominated and dominated and to which Europeans gave their languages, their religions, and much of their way of life.
For a very long time voluntary immigration to America was almost exclusively European. There were indeed some who came from the Muslim lands in the Middle East and North Africa, but few were Muslims; most were members of the Christian and to a lesser extent the Jewish minorities in those countries. Their departure for America, and their subsequent presence in America, must have strengthened rather than lessened the European image of America in Muslim eyes.
In the lands of Islam remarkably little was known about America. At first the voyages of discovery aroused some interest; the only surviving copy of Columbus’s own map of America is a Turkish translation and adaptation, still preserved in the Topkapi Palace Museum, in Istanbul. A sixteenth-century Turkish geographer’s account of the discovery of the New World, titled The History of Western India, was one of the first books printed in Turkey. But thereafter interest seems to have waned, and not much is said about America in Turkish, Arabic, or other Muslim languages until a relatively late date. A Moroccan ambassador who was in Spain at the time wrote what must surely be the first Arabic account of the American Revolution. The Sultan of Morocco signed a treaty of peace and friendship with the United States in 1787, and thereafter the new republic had a number of dealings, some friendly, some hostile, most commercial, with other Muslim states. These seem to have had little impact on either side. The American Revolution and the American republic to which it gave birth long remained unnoticed and unknown. Even the small but growing American presence in Muslim lands in the nineteenth century—merchants, consuls, missionaries, and teachers—aroused little or no curiosity, and is almost unmentioned in the Muslim literature and newspapers of the time.
The Second World War, the oil industry, and postwar developments brought many Americans to the Islamic lands; increasing numbers of Muslims also came to America, first as students, then as teachers or businessmen or other visitors, and eventually as immigrants. Cinema and later television brought the American way of life, or at any rate a certain version of it, before countless millions to whom the very name of America had previously been meaningless or unknown. A wide range of American products, particularly in the immediate postwar years, when European competition was virtually eliminated and Japanese competition had not yet arisen, reached into the remotest markets of the Muslim world, winning new customers and, perhaps more important, creating new tastes and ambitions. For some, America represented freedom and justice and opportunity. For many more, it represented wealth and power and success, at a time when these qualities were not regarded as sins or crimes.
And then came the great change, when the leaders of a widespread and widening religious revival sought out and identified their enemies as the enemies of God, and gave them “a local habitation and a name” in the Western Hemisphere. Suddenly, or so it seemed, America had become the archenemy, the incarnation of evil, the diabolic opponent of all that is good, and specifically, for Muslims, of Islam. Why?
Some Familiar Accusations
Among the components in the mood of anti-Westernism, and more especially of anti-Americanism, were certain intellectual influences coming from Europe. One of these was from Germany, where a negative view of America formed part of a school of thought by no means limited to the Nazis but including writers as diverse as Rainer Maria Rilke, Ernst Junger, and Martin Heidegger. In this perception, America was the ultimate example of civilization without culture: rich and comfortable, materially advanced but soulless and artificial; assembled or at best constructed, not grown; mechanical, not organic; technologically complex but lacking the spirituality and vitality of the rooted, human, national cultures of the Germans and other “authentic” peoples. German philosophy, and particularly the philosophy of education, enjoyed a considerable vogue among Arab and some other Muslim intellectuals in the thirties and early forties, and this philosophic anti-Americanism was part of the message.
After the collapse of the Third Reich and the temporary ending of German influence, another philosophy, even more anti-American, took its place—the Soviet version of Marxism, with a denunciation of Western capitalism and of America as its most advanced and dangerous embodiment. And when Soviet influence began to fade, there was yet another to take its place, or at least to supplement its working—the new mystique of Third Worldism, emanating from Western Europe, particularly France, and later also from the United States, and drawing at times on both these earlier philosophies. This mystique was helped by the universal human tendency to invent a golden age in the past, and the specifically European propensity to locate it elsewhere. A new variant of the old golden-age myth placed it in the Third World, where the innocence of the non-Western Adam and Eve was ruined by the Western serpent. This view took as axiomatic the goodness and purity of the East and the wickedness of the West, expanding in an exponential curve of evil from Western Europe to the United States. These ideas, too, fell on fertile ground, and won widespread support.
But though these imported philosophies helped to provide intellectual expression for anti-Westernism and anti-Americanism, they did not cause it, and certainly they do not explain the widespread anti-Westernism that made so many in the Middle East and elsewhere in the Islamic world receptive to such ideas.
It must surely be clear that what won support for such totally diverse doctrines was not Nazi race theory, which can have had little appeal for Arabs, or Soviet atheistic communism, which can have had little appeal for Muslims, but rather their common anti-Westernism. Nazism and communism were the main forces opposed to the West, both as a way of life and as a power in the world, and as such they could count on at least the sympathy if not the support of those who saw in the West their principal enemy.
But why the hostility in the first place? If we turn from the general to the specific, there is no lack of individual policies and actions, pursued and taken by individual Western governments, that have aroused the passionate anger of Middle Eastern and other Islamic peoples. Yet all too often, when these policies are abandoned and the problems resolved, there is only a local and temporary alleviation. The French have left Algeria, the British have left Egypt, the Western oil companies have left their oil wells, the westernizing Shah has left Iran—yet the generalized resentment of the fundamentalists and other extremists against the West and its friends remains and grows and is not appeased.
The cause most frequently adduced for anti-American feeling among Muslims today is American support for Israel. This support is certainly a factor of importance, increasing with nearness and involvement. But here again there are some oddities, difficult to explain in terms of a single, simple cause. In the early days of the foundation of Israel, while the United States maintained a certain distance, the Soviet Union granted immediate de jure recognition and support, and arms sent from a Soviet satellite, Czechoslovakia, saved the infant state of Israel from defeat and death in its first weeks of life. Yet there seems to have been no great ill will toward the Soviets for these policies, and no corresponding good will toward the United States. In 1956 it was the United States that intervened, forcefully and decisively, to secure the withdrawal of Israeli, British, and French forces from Egypt—yet in the late fifties and sixties it was to the Soviets, not America, that the rulers of Egypt, Syria, Iraq, and other states turned for arms; it was with the Soviet bloc that they formed bonds of solidarity at the United Nations and in the world generally. More recently, the rulers of the Islamic Republic of Iran have offered the most principled and uncompromising denunciation of Israel and Zionism. Yet even these leaders, before as well as after the death of Ayatollah Ruhollah Khomeini, when they decided for reasons of their own to enter into a dialogue of sorts, found it easier to talk to Jerusalem than to Washington. At the same time, Western hostages in Lebanon, many of them devoted to Arab causes and some of them converts to Islam, are seen and treated by their captors as limbs of the Great Satan.
Another explanation, more often heard from Muslim dissidents, attributes anti-American feeling to American support for hated regimes, seen as reactionary by radicals, as impious by conservatives, as corrupt and tyrannical by both. This accusation has some plausibility, and could help to explain why an essentially inner-directed, often anti-nationalist movement should turn against a foreign power. But it does not suffice, especially since support for such regimes has been limited both in extent and—as the Shah discovered—in effectiveness.
Clearly, something deeper is involved than these specific grievances, numerous and important as they may be—something deeper that turns every disagreement into a problem and makes every problem insoluble.
This revulsion against America, more generally against the West, is by no means limited to the Muslim world; nor have Muslims, with the exception of the Iranian mullahs and their disciples elsewhere, experienced and exhibited the more virulent forms of this feeling. The mood of disillusionment and hostility has affected many other parts of the world, and has even reached some elements in the United States. It is from these last, speaking for themselves and claiming to speak for the oppressed peoples of the Third World, that the most widely publicized explanations—and justifications—of this rejection of Western civilization and its values have of late been heard.
The accusations are familiar. We of the West are accused of sexism, racism, and imperialism, institutionalized in patriarchy and slavery, tyranny and exploitation. To these charges, and to others as heinous, we have no option but to plead guilty—not as Americans, nor yet as Westerners, but simply as human beings, as members of the human race. In none of these sins are we the only sinners, and in some of them we are very far from being the worst. The treatment of women in the Western world, and more generally in Christendom, has always been unequal and often oppressive, but even at its worst it was rather better than the rule of polygamy and concubinage that has otherwise been the almost universal lot of womankind on this planet.
Is racism, then, the main grievance? Certainly the word figures prominently in publicity addressed to Western, Eastern European, and some Third World audiences. It figures less prominently in what is written and published for home consumption, and has become a generalized and meaningless term of abuse—rather like “fascism,” which is nowadays imputed to opponents even by spokesmen for one-party, nationalist dictatorships of various complexions and shirt colors.
Slavery is today universally denounced as an offense against humanity, but within living memory it has been practiced and even defended as a necessary institution, established and regulated by divine law. The peculiarity of the peculiar institution, as Americans once called it, lay not in its existence but in its abolition. Westerners were the first to break the consensus of acceptance and to outlaw slavery, first at home, then in the other territories they controlled, and finally wherever in the world they were able to exercise power or influence—in a word, by means of imperialism.
Is imperialism, then, the grievance? Some Western powers, and in a sense Western civilization as a whole, have certainly been guilty of imperialism, but are we really to believe that in the expansion of Western Europe there was a quality of moral delinquency lacking in such earlier, relatively innocent expansions as those of the Arabs or the Mongols or the Ottomans, or in more recent expansions such as that which brought the rulers of Muscovy to the Baltic, the Black Sea, the Caspian, the Hindu Kush, and the Pacific Ocean? In having practiced sexism, racism, and imperialism, the West was merely following the common practice of mankind through the millennia of recorded history. Where it is distinct from all other civilizations is in having recognized, named, and tried, not entirely without success, to remedy these historic diseases. And that is surely a matter for congratulation, not condemnation. We do not hold Western medical science in general, or Dr. Parkinson and Dr. Alzheimer in particular, responsible for the diseases they diagnosed and to which they gave their names.
Of all these offenses the one that is most widely, frequently, and vehemently denounced is undoubtedly imperialism—sometimes just Western, sometimes Eastern (that is, Soviet) and Western alike. But the way this term is used in the literature of Islamic fundamentalists often suggests that it may not carry quite the same meaning for them as for its Western critics. In many of these writings the term “imperialist” is given a distinctly religious significance, being used in association, and sometimes interchangeably, with “missionary,” and denoting a form of attack that includes the Crusades as well as the modern colonial empires. One also sometimes gets the impression that the offense of imperialism is not—as for Western critics—the domination by one people over another but rather the allocation of roles in this relationship. What is truly evil and unacceptable is the domination of infidels over true believers. For true believers to rule misbelievers is proper and natural, since this provides for the maintenance of the holy law, and gives the misbelievers both the opportunity and the incentive to embrace the true faith. But for misbelievers to rule over true believers is blasphemous and unnatural, since it leads to the corruption of religion and morality in society, and to the flouting or even the abrogation of God’s law. This may help us to understand the current troubles in such diverse places as Ethiopian Eritrea, Indian Kashmir, Chinese Sinkiang, and Yugoslav Kossovo, in all of which Muslim populations are ruled by non-Muslim governments. It may also explain why spokesmen for the new Muslim minorities in Western Europe demand for Islam a degree of legal protection which those countries no longer give to Christianity and have never given to Judaism. Nor, of course, did the governments of the countries of origin of these Muslim spokesmen ever accord such protection to religions other than their own. In their perception, there is no contradiction in these attitudes. The true faith, based on God’s final revelation, must be protected from insult and abuse; other faiths, being either false or incomplete, have no right to any such protection.
There are other difficulties in the way of accepting imperialism as an explanation of Muslim hostility, even if we define imperialism narrowly and specifically, as the invasion and domination of Muslim countries by non-Muslims. If the hostility is directed against imperialism in that sense, why has it been so much stronger against Western Europe, which has relinquished all its Muslim possessions and dependencies, than against Russia, which still rules, with no light hand, over many millions of reluctant Muslim subjects and over ancient Muslim cities and countries? And why should it include the United States, which, apart from a brief interlude in the Muslim-minority area of the Philippines, has never ruled any Muslim population? The last surviving European empire with Muslim subjects, that of the Soviet Union, far from being the target of criticism and attack, has been almost exempt. Even the most recent repressions of Muslim revolts in the southern and central Asian republics of the USSR incurred no more than relatively mild words of expostulation, coupled with a disclaimer of any desire to interfere in what are quaintly called the “internal affairs” of the USSR and a request for the preservation of order and tranquillity on the frontier.
One reason for this somewhat surprising restraint is to be found in the nature of events in Soviet Azerbaijan. Islam is obviously an important and potentially a growing element in the Azerbaijani sense of identity, but it is not at present a dominant element, and the Azerbaijani movement has more in common with the liberal patriotism of Europe than with Islamic fundamentalism. Such a movement would not arouse the sympathy of the rulers of the Islamic Republic. It might even alarm them, since a genuinely democratic national state run by the people of Soviet Azerbaijan would exercise a powerful attraction on their kinsmen immediately to the south, in Iranian Azerbaijan.
Another reason for this relative lack of concern for the 50 million or more Muslims under Soviet rule may be a calculation of risk and advantage. The Soviet Union is near, along the northern frontiers of Turkey, Iran, and Afghanistan; America and even Western Europe are far away. More to the point, it has not hitherto been the practice of the Soviets to quell disturbances with water cannon and rubber bullets, with TV cameras in attendance, or to release arrested persons on bail and allow them access to domestic and foreign media. The Soviets do not interview their harshest critics on prime time, or tempt them with teaching, lecturing, and writing engagements. On the contrary, their ways of indicating displeasure with criticism can often be quite disagreeable.
But fear of reprisals, though no doubt important, is not the only or perhaps even the principal reason for the relatively minor place assigned to the Soviet Union, as compared with the West, in the demonology of fundamentalism. After all, the great social and intellectual and economic changes that have transformed most of the Islamic world, and given rise to such commonly denounced Western evils as consumerism and secularism, emerged from the West, not from the Soviet Union. No one could accuse the Soviets of consumerism; their materialism is philosophic—to be precise, dialectical—and has little or nothing to do in practice with providing the good things of life. Such provision represents another kind of materialism, often designated by its opponents as crass. It is associated with the capitalist West and not with the communist East, which has practiced, or at least imposed on its subjects, a degree of austerity that would impress a Sufi saint.
Nor were the Soviets, until very recently, vulnerable to charges of secularism, the other great fundamentalist accusation against the West. Though atheist, they were not godless, and had in fact created an elaborate state apparatus to impose the worship of their gods—an apparatus with its own orthodoxy, a hierarchy to define and enforce it, and an armed inquisition to detect and extirpate heresy. The separation of religion from the state does not mean the establishment of irreligion by the state, still less the forcible imposition of an anti-religious philosophy. Soviet secularism, like Soviet consumerism, holds no temptation for the Muslim masses, and is losing what appeal it had for Muslim intellectuals. More than ever before it is Western capitalism and democracy that provide an authentic and attractive alternative to traditional ways of thought and life. Fundamentalist leaders are not mistaken in seeing in Western civilization the greatest challenge to the way of life that they wish to retain or restore for their people.
A Clash of Civilizations
The origins of secularism in the west may be found in two circumstances—in early Christian teachings and, still more, experience, which created two institutions, Church and State; and in later Christian conflicts, which drove the two apart. Muslims, too, had their religious disagreements, but there was nothing remotely approaching the ferocity of the Christian struggles between Protestants and Catholics, which devastated Christian Europe in the sixteenth and seventeenth centuries and finally drove Christians in desperation to evolve a doctrine of the separation of religion from the state. Only by depriving religious institutions of coercive power, it seemed, could Christendom restrain the murderous intolerance and persecution that Christians had visited on followers of other religions and, most of all, on those who professed other forms of their own.
Muslims experienced no such need and evolved no such doctrine. There was no need for secularism in Islam, and even its pluralism was very different from that of the pagan Roman Empire, so vividly described by Edward Gibbon when he remarked that “the various modes of worship, which prevailed in the Roman world, were all considered by the people, as equally true; by the philosopher, as equally false; and by the magistrate, as equally useful.” Islam was never prepared, either in theory or in practice, to accord full equality to those who held other beliefs and practiced other forms of worship. It did, however, accord to the holders of partial truth a degree of practical as well as theoretical tolerance rarely paralleled in the Christian world until the West adopted a measure of secularism in the late-seventeenth and eighteenth centuries.
At first the Muslim response to Western civilization was one of admiration and emulation—an immense respect for the achievements of the West, and a desire to imitate and adopt them. This desire arose from a keen and growing awareness of the weakness, poverty, and backwardness of the Islamic world as compared with the advancing West. The disparity first became apparent on the battlefield but soon spread to other areas of human activity. Muslim writers observed and described the wealth and power of the West, its science and technology, its manufactures, and its forms of government. For a time the secret of Western success was seen to lie in two achievements: economic advancement and especially industry; political institutions and especially freedom. Several generations of reformers and modernizers tried to adapt these and introduce them to their own countries, in the hope that they would thereby be able to achieve equality with the West and perhaps restore their lost superiority.
In our own time this mood of admiration and emulation has, among many Muslims, given way to one of hostility and rejection. In part this mood is surely due to a feeling of humiliation—a growing awareness, among the heirs of an old, proud, and long dominant civilization, of having been overtaken, overborne, and overwhelmed by those whom they regarded as their inferiors. In part this mood is due to events in the Western world itself. One factor of major importance was certainly the impact of two great suicidal wars, in which Western civilization tore itself apart, bringing untold destruction to its own and other peoples, and in which the belligerents conducted an immense propaganda effort, in the Islamic world and elsewhere, to discredit and undermine each other. The message they brought found many listeners, who were all the more ready to respond in that their own experience of Western ways was not happy. The introduction of Western commercial, financial, and industrial methods did indeed bring great wealth, but it accrued to transplanted Westerners and members of Westernized minorities, and to only a few among the mainstream Muslim population. In time these few became more numerous, but they remained isolated from the masses, differing from them even in their dress and style of life. Inevitably they were seen as agents of and collaborators with what was once again regarded as a hostile world. Even the political institutions that had come from the West were discredited, being judged not by their Western originals but by their local imitations, installed by enthusiastic Muslim reformers. These, operating in a situation beyond their control, using imported and inappropriate methods that they did not fully understand, were unable to cope with the rapidly developing crises and were one by one overthrown. For vast numbers of Middle Easterners, Western-style economic methods brought poverty, Western-style political institutions brought tyranny, even Western-style warfare brought defeat. It is hardly surprising that so many were willing to listen to voices telling them that the old Islamic ways were best and that their only salvation was to throw aside the pagan innovations of the reformers and return to the True Path that God had prescribed for his people.
Ultimately, the struggle of the fundamentalists is against two enemies, secularism and modernism. The war against secularism is conscious and explicit, and there is by now a whole literature denouncing secularism as an evil neo-pagan force in the modern world and attributing it variously to the Jews, the West, and the United States. The war against modernity is for the most part neither conscious nor explicit, and is directed against the whole process of change that has taken place in the Islamic world in the past century or more and has transformed the political, economic, social, and even cultural structures of Muslim countries. Islamic fundamentalism has given an aim and a form to the otherwise aimless and formless resentment and anger of the Muslim masses at the forces that have devalued their traditional values and loyalties and, in the final analysis, robbed them of their beliefs, their aspirations, their dignity, and to an increasing extent even their livelihood.
There is something in the religious culture of Islam which inspired, in even the humblest peasant or peddler, a dignity and a courtesy toward others never exceeded and rarely equalled in other civilizations. And yet, in moments of upheaval and disruption, when the deeper passions are stirred, this dignity and courtesy toward others can give way to an explosive mixture of rage and hatred which impels even the government of an ancient and civilized country—even the spokesman of a great spiritual and ethical religion—to espouse kidnapping and assassination, and try to find, in the life of their Prophet, approval and indeed precedent for such actions.
The instinct of the masses is not false in locating the ultimate source of these cataclysmic changes in the West and in attributing the disruption of their old way of life to the impact of Western domination, Western influence, or Western precept and example. And since the United States is the legitimate heir of European civilization and the recognized and unchallenged leader of the West, the United States has inherited the resulting grievances and become the focus for the pent-up hate and anger. Two examples may suffice. In November of 1979 an angry mob attacked and burned the U.S. Embassy in Islamabad, Pakistan. The stated cause of the crowd’s anger was the seizure of the Great Mosque in Mecca by a group of Muslim dissidents—an event in which there was no American involvement whatsoever. Almost ten years later, in February of 1989, again in Islamabad, the USIS center was attacked by angry crowds, this time to protest the publication of Salman Rushdie’s Satanic Verses. Rushdie is a British citizen of Indian birth, and his book had been published five months previously in England. But what provoked the mob’s anger, and also the Ayatollah Khomeini’s subsequent pronouncement of a death sentence on the author, was the publication of the book in the United States.
It should by now be clear that we are facing a mood and a movement far transcending the level of issues and policies and the governments that pursue them. This is no less than a clash of civilizations—the perhaps irrational but surely historic reaction of an ancient rival against our Judeo-Christian heritage, our secular present, and the worldwide expansion of both. It is crucially important that we on our side should not be provoked into an equally historic but also equally irrational reaction against that rival.
Not all the ideas imported from the West by Western intruders or native Westernizers have been rejected. Some have been accepted by even the most radical Islamic fundamentalists, usually without acknowledgment of source, and suffering a sea change into something rarely rich but often strange. One such was political freedom, with the associated notions and practices of representation, election, and constitutional government. Even the Islamic Republic of Iran has a written constitution and an elected assembly, as well as a kind of episcopate, for none of which is there any prescription in Islamic teaching or any precedent in the Islamic past. All these institutions are clearly adapted from Western models. Muslim states have also retained many of the cultural and social customs of the West and the symbols that express them, such as the form and style of male (and to a much lesser extent female) clothing, notably in the military. The use of Western-invented guns and tanks and planes is a military necessity, but the continued use of fitted tunics and peaked caps is a cultural choice. From constitutions to Coca-Cola, from tanks and television to T-shirts, the symbols and artifacts, and through them the ideas, of the West have retained—even strengthened—their appeal.
The movement nowadays called fundamentalism is not the only Islamic tradition. There are others, more tolerant, more open, that helped to inspire the great achievements of Islamic civilization in the past, and we may hope that these other traditions will in time prevail. But before this issue is decided there will be a hard struggle, in which we of the West can do little or nothing. Even the attempt might do harm, for these are issues that Muslims must decide among themselves. And in the meantime we must take great care on all sides to avoid the danger of a new era of religious wars, arising from the exacerbation of differences and the revival of ancient prejudices.
To this end we must strive to achieve a better appreciation of other religious and political cultures, through the study of their history, their literature, and their achievements. At the same time, we may hope that they will try to achieve a better understanding of ours, and especially that they will understand and respect, even if they do not choose to adopt for themselves, our Western perception of the proper relationship between religion and politics. To describe this perception I shall end as I began, with a quotation from an American President, this time not the justly celebrated Thomas Jefferson but the somewhat unjustly neglected John Tyler, who, in a letter dated July 10, 1843, gave eloquent and indeed prophetic expression to the principle of religious freedom:
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The United States have adventured upon a great and noble experiment, which is believed to have been hazarded in the absence of all previous precedent—that of total separation of Church and State. No religious establishment by law exists among us. The conscience is left free from all restraint and each is permitted to worship his Maker after his own judgement. The offices of the Government are open alike to all. No tithes are levied to support an established Hierarchy, nor is the fallible judgement of man set up as the sure and infallible creed of faith. The Mahommedan, if he will to come among us would have the privilege guaranteed to him by the constitution to worship according to the Koran; and the East Indian might erect a shrine to Brahma if it so pleased him. Such is the spirit of toleration inculcated by our political Institutions…. The Hebrew persecuted and down trodden in other regions takes up his abode among us with none to make him afraid…. and the Aegis of the Government is over him to defend and protect him. Such is the great experiment which we have tried, and such are the happy fruits which have resulted from it; our system of free government would be imperfect without it.
The body may be oppressed and manacled and yet survive; but if the mind of man be fettered, its energies and faculties perish, and what remains is of the earth, earthly. Mind should be free as the light or as the air.
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In the anarchic world of international politics, it is better to be Godzilla than Bambi.
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— John Mearsheimer
READING LIST &c.
Anna Bidoonism 